WILL REGULATION PREVENT ANIMAL BIOTECH FROM BRINGING HOME THE BACON?
Henry I. Miller, M.D.
Biotechnology is everywhere these days, from the production of pest-resistant crops to microorganisms that make biofuels to new drugs and vaccines. It's even being used to produce animals with novel and valuable traits, but these applications in particular are suffering from inconsistent, uncertain regulation. After 20 years, the FDA has not yet published a policy statement, but a senior official in its Center for Veterinary Medicine recently gave a strong hint of the agency's preferred approach. She said that every new genetic construction in an animal that employs recombinant DNA, or gene-splicing, technology would require approval for use in the food supply, and that the applicable procedures and regulations would be the same as for drugs used to treat animal diseases.
But the introduction of a gene is not the same as the administration of a drug. Moreover, the FDA's approach represents a major shift in FDA's regulation of biotechnology that will be hugely expensive to animal breeders and detrimental to consumers. John J. Cohrssen, who worked on FDA reform during the 1990's as majority counsel of the House Commerce Committee, characterized the FDA's new approach as "complex, arbitrary and dilatory."
Up till now, the FDA has not regulated farm animals or, for that matter, animals used for what might be termed "medical purposes." For example, if German shepherds or golden retrievers were bred to enhance traits that made them better seeing-eye or companion dogs, the FDA would not regulate them under its medical device or veterinary drug regulations. Nor would a leaner line of pigs be regulated differently from others under the FDA's food regulations, unless some safety issue was raised. Even for transgenic animals used in research, the FDA has not asserted jurisdiction over the hundreds of rodent lines that are available
(http://www.criver.com/research_models_and_ services/transgenic_services/tgresearchmodels.htm).
The only transgenic animal currently marketed to the public at large is a small, tropical, ornamental (aquarium) zebrafish that glows because of the insertion and expression of a gene that synthesizes a beautifully colored fluorescent protein (http://www.glofish.com). The fluorescent protein genes were obtained from another marine organism, the sea anemone. The FDA opted not to regulate them, under this rationale: "Because tropical aquarium fish are not used for food purposes, they pose no threat to the food supply. There is no evidence that these genetically engineered zebra danio fish pose any more threat to the environment than their unmodified counterparts which have long been widely sold in the United States. In the absence of a clear risk to the public health, the FDA finds no reason to regulate these particular fish."
That statement from the FDA would seem to weaken the argument for treating transgenic animals as though they were being treated with a "new drug." (It is noteworthy that in spite of the fact that the fluorescent fish are not eaten and would not survive outside an aquarium, they have been banned by regulators in California.) The most apposite models for gene-spliced or "transgenic" animals are the FDA's oversight of traditional foods and food additives; and the production of livestock clones, or identical twins, which regulators decided last year were safe to eat.
A company called Aqua Bounty Technologies has been trying for about a decade to get FDA approval to market an Atlantic salmon that contains a newly introduced Chinook salmon growth hormone gene engineered to keep it turned on all year round (instead of during only the warmer months, as in nature). This cuts the time to marketable adult weight from 30 months to 18. The extra gene confers no detectable differences in the salmon's appearance, taste, or nutritional value; it just grows faster. In spite of sufficient evidence that the fish is safe to eat and does not differ nutritionally from other Atlantic salmon, the FDA has kept the company treading water for almost a decade.
There are numerous other applications in various stages of R&D, including transgenic livestock with leaner muscle mass, enhanced resistance to disease, or improved use of dietary phosphorous to lessen the environmental impacts of animal manure. But if regulators don't make appropriate regulatory decisions soon, the entire sector could virtually disappear.
One problem plaguing the FDA's Center for Veterinary Medicine is that the "new drug" paradigm doesn't fit transgenic animals well. A better model is the way that another FDA component, the Center for Food Safety and Nutrition, regulates other foods. The law places the burden of ensuring the safety of foods and food ingredients on those who produce them. It prohibits the adulteration (contamination) or misbranding (mislabeling) of food, but the agency does not inspect or evaluate food prior to its sale in shops, supermarkets, or restaurants. Rather, federal oversight relies on market surveillance, or post-marketing regulation, and the FDA takes action only if there is an apparent problem. This approach has worked quite well over many years.
The law does require a pre-marketing review for certain food-related products. These include most food additives — a class of ingredients that includes preservatives, emulsifiers, spices, sweeteners, and natural and synthetic flavors or colors, among others. In general, a food additive must be pre-approved if it becomes a component of or otherwise affects the characteristics of a food and it is "not generally recognized as safe (GRAS) by qualified experts for its intended use."
GRAS is an important concept: Before a new food additive is marketed, it is the responsibility of the producer to determine whether or not the substance is GRAS. The agency routinely reviews food additive applications for safety only when the substance in question has been determined not to be GRAS by the producer. If the producer determines that a substance is GRAS, only a notification of that decision to the FDA is necessary (which is then subject to agency review).
The FDA's existing approach to biotechnology and to foods in general could be adapted easily to transgenic animals. Traditionally, in a logical application of transitivity, the combination of two GRAS substances is still GRAS. Similarly, because adding a GRAS gene to a GRAS organism is likely to yield a GRAS outcome, an FDA pre-marketing review would not be necessary for genetic constructions like the fast-growing salmon. But instead the FDA intends to treat every new animal as though it contains a "new drug," the evaluation of which can take many years even if there is minimal likelihood of harm.
The GRAS/food additive concept is relevant to "transgenic" animals because of the nature of the techniques. "Transgenic" animals usually are created by injecting the desired gene — which may be intended to confer an advantage in husbandry or nutrition, for example — into a single-cell embryo, or by inserting the gene into a skin cell and creating an embryo by a process called cloning. In either case, the embryo that now contains the foreign gene is then implanted into the uterus of a surrogate mother. If the foreign gene is incorporated into the DNA of the offspring, then like other genes it is passed on to succeeding generations, and the product of the gene (usually a protein) can be considered either GRAS or a food additive, depending on its function and other factors. These transgenic animals subsequently are propagated in conventional breeding programs.
The FDA's approach to "novel" foods, published in 1992, is compatible with the GRAS/food additive paradigm. It emphasizes that the Center for Food Safety and Nutrition does not impose discriminatory regulation based on the use of one technique or another, but that greater scrutiny is applied only when certain safety issues are raised. These include the presence of a completely new substance in the food supply, changes in a macronutrient, increase in a natural toxicant, or the presence of an allergen where a consumer would not expect it.
Officials at the FDA's Center for Veterinary Medicine would likely remonstrate that a newly introduced gene expressed in an animal is similar to the injection of a new drug, that the genetic modification mediates the introduction of the substance synthesized under the direction of the new gene — a hormone or vitamin, for example. However, this theory ignores that neither the FDA nor any other government agency routinely conducts pre-market review of new genetic constructions that occur naturally.
If animal biotech companies are to bring home the bacon, the FDA will need to establish a sound and consistent regulatory policy soon.
Henry I. Miller, a physician and molecular biologist, is a fellow at Stanford University's Hoover Institution and at the Competitiveness Enterprise Institute. He headed the FDA's Office of Biotechnology from 1989 to 1993 and is the author, most recently, of "The Frankenfood Myth."
Henry I. Miller
miller@hoover.stanford.edu

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